A Reputation For-Integrity And Excellence

A Reputation For-Integrity And Excellence

Wachovia Bank v. VCG Special Opportunities Master Fund, Ltd.

On Behalf of | Oct 28, 2020 | Administrative Law

In an appeal from a judgment of the district court dismissing plaintiffs’ action to enjoin a FINRA arbitration proceeding by defendant, judgment is reversed where the court erred in ruling that defendant was a customer of plaintiff and that therefore the FINRA Code of Arbitration Procedure for Customer Disputes supports arbitration.